Uniform Securities Act

Results: 366



#Item
41COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed]ORDER PROVIDING FOR EXAMINATIONS OF INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES 1973 Act Reference: Rule[removed]

COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed]ORDER PROVIDING FOR EXAMINATIONS OF INVESTMENT ADVISERS AND INVESTMENT ADVISER REPRESENTATIVES 1973 Act Reference: Rule[removed]

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Source URL: sos.ga.gov

Language: English - Date: 2013-02-01 14:57:39
42COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed]ORDER PROVIDING FOR EXCLUSIONS FROM THE DEFINITION OF INVESTMENT ADVISER REPRESENTATIVE RELATING TO SOLICITORS The Commissioner of Secu

COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed]ORDER PROVIDING FOR EXCLUSIONS FROM THE DEFINITION OF INVESTMENT ADVISER REPRESENTATIVE RELATING TO SOLICITORS The Commissioner of Secu

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Source URL: sos.ga.gov

Language: English - Date: 2013-02-01 14:52:38
43COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed]ORDER ESTABLISHING INVESTMENT ADVISER POSTREGISTRATION REQUIREMENTS 1973 Act Reference: Rules[removed], 590-4~8-.09, and[removed]

COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed]ORDER ESTABLISHING INVESTMENT ADVISER POSTREGISTRATION REQUIREMENTS 1973 Act Reference: Rules[removed], 590-4~8-.09, and[removed]

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Source URL: sos.ga.gov

Language: English - Date: 2013-02-01 14:58:24
44COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed]ORDER ALLOWING ISSUERS RELYING ON S.E.C. REGULATION D TO FILE NOTICE WITH THE COMMISSIONER 1973 Act Reference: Section[removed]g)(2)

COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed]ORDER ALLOWING ISSUERS RELYING ON S.E.C. REGULATION D TO FILE NOTICE WITH THE COMMISSIONER 1973 Act Reference: Section[removed]g)(2)

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Source URL: sos.ga.gov

Language: English - Date: 2013-02-01 14:57:25
45COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed]

COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed]

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Source URL: sos.ga.gov

Language: English - Date: 2013-02-01 14:54:36
46COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed]

COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed]

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Source URL: sos.ga.gov

Language: English - Date: 2013-02-01 14:54:30
47PUBLIC LAW[removed]—NOV. 3, [removed]STAT[removed]Public Law[removed]105th Congress

PUBLIC LAW[removed]—NOV. 3, [removed]STAT[removed]Public Law[removed]105th Congress

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Source URL: www.gpo.gov

Language: English - Date: 2013-10-17 11:46:52
48COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed]

COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed]

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Source URL: sos.ga.gov

Language: English - Date: 2013-02-01 14:59:00
49COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed]ORDER ESTABLISHING BROKER-DEALER POSTREGISTRATION REQUIREMENTS

COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed]ORDER ESTABLISHING BROKER-DEALER POSTREGISTRATION REQUIREMENTS

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Source URL: sos.ga.gov

Language: English - Date: 2013-02-01 14:58:32
50COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed]

COMMISSIONER OF SECURITIES STATE OF GEORGIA UNIFORM ACT IMPLEMENTATION ORDER[removed]

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Source URL: sos.ga.gov

Language: English - Date: 2013-02-01 14:54:16